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Untitled Document
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 1: $8,250
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Tier 1: $9,075
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Tier 1: $11,138 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 2: $8,250 |
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Tier 2: $9,075
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Tier 2: $11,138 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 3: $9,000 |
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Tier 3: $9,900 |
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Tier 3: $12,150
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 4: $9,250 |
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Tier 4: $10,175
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Tier 4: $12,488
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| Clearing Member and Customer Maintenance | | | | Member Customer Initial | | | | Non-Member Customer Initial |
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Tier 5: $6,000 |
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Tier 5: $6,600 |
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Tier 5: $8,100 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 8: $4,500 |
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Tier 8: $4,950 |
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Tier 8: $6,075 |
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Clearing Member and Customer Maintenance |
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Member Customer Initial |
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Non-Member Customer Initial |
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Tier 9: $4,000 |
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Tier 9: $4,400 |
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Tier 9: $5,400 |
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View all tiers.
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| Non-Member Customer Initial |
| | | Member Customer Initial | | | | Clearing Member and Customer Maintenance |
| | | Assessments Spot Month | | | |
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| | | | | | | | | | Group 1 | | | | Group 2 | | | | Group 3 | | | | Group 4 | | | | Group 5 | | | | Group 6 | | | | Group 7 | | | |
Group 8 |
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Group 9 |
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| | 135% | | | | 110% | | | |
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$750* |
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$500* |
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$500* |
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$500* |
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$500* |
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$500* |
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$500* |
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$500* |
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$250* |
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| | | | $3,000† | | |
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| Volatility Scan Range | | | | Volatility Weight Factor | | | | Extreme Move Value | | | | Extreme Move Coverage | | | | Short Option Minimum | | | |
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| | 2.5 | | | | 0 | | | | 3 | | | | 33 | | | | $10 | | |
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NOTES:
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Tier 1: 1st nearby month |
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Tier 2: 2nd nearby month |
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Tier 3: 3rd nearby month |
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Tier 4: 4th through 8th nearby month |
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Tier 5: 9th through 15th nearby month |
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Tier 6: 16th through 20th nearby month |
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Tier 7: 21st through 32nd nearby month |
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Tier 8: 33rd through 44th nearby month |
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Tier 9: Greater than 44th nearby month |
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| † |
The spot month assessment will take place in two increments. First, $100
on positions at the close of business on the business day preceding termination.
Second, an additional $2,900 on positions at the close of business on the
day of termination. |
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