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NFA REGISTRATION INSTRUCTIONS
To register with the NFA and apply for Floor Broker / Floor Trader privileges,
please follow these steps:
- Log on to the NFA’s Website at NFA.Futures.Org
- Apply to be a Security Manager : upon completion of registration, you will
be assigned a password. Keep password for future use in completing the NFA application.
- The NFA will mail you a USER ID. Upon receipt of the USER ID, log back onto
the NFA’s website using your password and USER ID.
- Complete the application for Floor Trader / Floor Broker online.
- Mail fingerprints and application fee of $85 to one of the following addresses:
National Futures Association
Office of the Secretary
P.O. Box 98383
Chicago, IL 60693-0001
OR
National Futures Association
200 West Madison Street Suite 1400
Chicago, IL 60606-3447
Please note that all changes and/or corrections to your NFA application
should be made online. The only hard copy documents that should be sent to the
NFA are as follows:
A. Application Fee
B. Documents of explanation regarding any yes answers on the NFA’s application
C. Fingerprint card(s)
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