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COMEX Division Confirmation
of Satisfaction of Financial Requirements for Floor
Trader
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In satisfaction of Rule 7.09 which requires COMEX Division
licensees to have at all times maintain, Twenty Five Thousand
Dollars ($25,000.00) equity value in a trading account
with his primary clearing member, the undersigned hereby
acknowledges and agrees that upon approval by the Exchange
board of directors: 1) the amount of Twenty Five Thousand
Dollars ($25,000.00) will be placed in the trading account
of
to be maintained at
and 2) in accordance with COMEX Division Rule 7.09 the
Twenty Five Thousand ($25,000.00) Dollars deposited shall
be subject to all the by-laws, rules, and resolutions
of the Exchange, and shall not be released until such
time as all of the obligations of
under the by-laws, rules, and resolutions of the Exchange
have been satisfied.
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Date:
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Name:
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Signature:
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NYMEX Division Confirmation of
Satisfaction of Financial Requirements for Floor Trader
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In satisfaction of Rule 2.23 which, under certain conditions
requires floor members to have, and at all times maintain,
Fifty Thousand ($50,000.00) Dollars equity value in a
trading account with his qualifying clearing member, the
undersigned hereby acknowledges and agrees that upon approval
by the Board of Directors: 1) the amount of Fifty Thousand
($50,000.00) Dollars will be placed in trading account
of
to be maintained at
and 2) in accordance with NYMEX Division Rule 2.23, the
Fifty Thousand ($50,000.00) Dollars deposited shall be
subject to all of the By-Laws, Rules and Resolutions of
the Exchange, including but not limited to NYMEX Division
By-Laws Sections 8.61 ("Disposition of Proceeds")
and shall not be released until such time as all of the
obligations of
under the By-Laws, Rules and Resolutions of the Exchange
have been satisfied.
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Name:
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Dated:
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Signature:
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State of
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S.S.
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Country of:
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On the
day of
, 200
,
before me personally came
to me known and known to me to be the individual described
in and who executed the foregoing instrument and he duly
acknowledge to me that he executed the same.
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